Lenin Lopez

Corporate Securities Attorney

Lenin helps clients understand their directors & officers liability and how to take action to mitigate their risk.

llopez@woodruffsawyer.com

415.402.6545

Lenin Lopez

Corporate Securities Attorney

Lenin helps clients understand their directors & officers liability and how to take action to mitigate their risk.

llopez@woodruffsawyer.com

415.402.6545

INSIGHTS

Lenin Lopez, Esq.

INSIGHTS

Implementing a Corporate Social Media Policy

Read more for insight into developing a social media policy, why you need a policy, who should maintain it, why you should involve legal, and more.

Lenin Lopez, Esq.

FTC’s Green Guides: Potential Updates and Practical Considerations for Companies That Make Environmental Claims

The Federal Trade Commission (FTC) published Green Guides to help companies avoid making environmental claims that mislead customers.

Enterprise Risk Management: What Is It? Should You Care? Where to Start?

An enterprise risk management (ERM) program can help your company avoid scandals by identifying, assessing, and managing these risks.

The SEC’s New Compensation “Clawback” Rules: What Directors and Officers Should Know

The SEC has adopted compensation recovery ("clawback") provisions to prevent executive officers from keeping compensation they received based on misstated financials.

SPACs: Delaware Opts Out of “Untold Chaos”

Last week, the Delaware Court of the Chancery issued a decision that restored relative peace to dozens of SPACs whose capital structures were called into question by a prior decision.

Earnings Management Red Flags: Part Two

Learn the ways boards and management teams can help their companies avoid falling into the trap of improperly managing earnings.

Earnings Management Red Flags: Part One

This article, the first in a two-part series, provides an overview of what earnings management is (and isn’t) and walks through a few related SEC enforcement actions.

OFAC Sanctions: Avoiding Unintentional Violations

To avoid violating economic sanctions, such as those responding to Russia's invasion of Ukraine, companies need to fully understand whom they're working with.

Peloton’s Pledging Policy: Feeling the Burn

Since Peloton's stock prices plummeted, shareholders have been scrutinizing its pledging policy and violations of the policy.

Personal Liability Protection: A Simple Guide for Directors and Officers

Directors and officers need to have strong protections in place to reduce their exposure to personal liability—and to respond in case of investigations or litigation.

New Director Onboarding: A Roadmap for Boards

Companies will want to give new directors the tools they need. Learn a few good practices for boards to consider when onboarding new directors.

SEC Adopts Amendments to Its Own Rules Regulating Proxy Advisory Firms

The SEC adopted amendments to its own rules governing proxy advisory firms, eviscerating the reforms of the rules the SEC adopted in 2020.

Outside Director Communications: Maximizing the Potential to Protect Attorney-Client Privilege

Get insight into the ruling in "In re Dell Technologies Inc. Class V Stockholders Litigation" and best practices for directors when communicating sensitive information.