A cyclical economy, dynamic regulatory environment, cyber crimes, and protection of sensitive information—these are just some of the ongoing challenges faced by the Financial Services industry. When you work with Woodruff Sawyer, you don’t need to become a specialist to manage these areas of risk, because we use our expertise to safeguard you from these and other continually evolving industry challenges.
Averaging more than 20 years of service to the industry, our team represents a cross section of expertise in financial services, insurance, securities litigation, corporate governance, surety and claims. We tackle your complex problems with unparalleled industry knowledge, best practices, and state-of-the-art analytical tools for forecasting, modeling and compliance.
The Segments We Safeguard
- Depository Institutions and Specialty Finance Companies
- Financial Technology Companies
- Insurance Companies
- Private Equity Firms
- Registered Investment Advisors and Asset Managers
Make 2020 Your Employees’ Year of Financial Clarity
Financial clarity comes from understanding what financial wellness is and what it means for each person. This benefits insight discusses how both employers and employees define wellness, as well as what you can do for 2020.
What You Need to Know About Investment Fund Management Liability Insurance (D&O/E&O)
On June 6, 2019, the Wall Street Journal reported two former employees of commodities hedge fund Touradji Capital Management, LP (“TCM”) are expected to receive roughly $90 Million after winning a 10-year lawsuit against the firm. This D&O Insight discusses the key takeaways when considering this matter from a D&O/E&O perspective.