On-Demand Webinar
The End of Private Securities Litigation? The SEC Opens the Door to Arbitration
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A seismic shift may be underway in securities litigation. The SEC has announced that mandatory arbitration clauses for investor claims will not stand in the way of effective registration statements—signaling a possible end to securities class actions as we know them.
What would this mean for investors, issuers, and the D&O insurance market?
Watch Priya Huskins, Walker Newell, and Lenin Lopez—management liability experts at Woodruff Sawyer, A Gallagher Company—as they analyze the SEC’s statement, its legal underpinnings, and its implications.
We cover:
- The SEC’s evolving stance on arbitration in securities claims
- Federal case law and the Arbitration Act framework
- State law perspectives in Delaware, Nevada, and Texas
- Likely challenges and market reactions
- Potential impacts on federal securities litigation and D&O insurance
Disclaimer:
The information contained herein is offered as general industry guidance regarding current market risks, available coverages, and provisions of current federal and state laws and regulations. It is intended for informational and discussion purposes only. This publication is not intended to offer financial, tax, legal or client-specific insurance or risk management advice. No attorney-client or broker-client relationship is or may be created by your receipt or use of this material or the information contained herein. We are not obligated to provide updates on the information contained herein, and we shall have no liability to you arising out of this publication. Woodruff Sawyer, a Gallagher Company, CA Lic. #0329598.