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Only You (Investment Advisers)! Can Prevent Money Laundering
Few areas of regulatory compliance are as tricky and thankless as the web of anti-money laundering (AML), know your customer (KYC), and related financial crimes laws and rules.
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Managing the Impact of Rising Auto Liability Claims Volatility – Part II
In this article, we present updated data on large auto claims and suggest how to get ahead of continued challenges related to auto coverage.View Insight -
Cybersecurity for Trustees: How to Reduce Risk and Respond to an Incident
From social engineering to hacking and phishing, there are a number of ways the integrity of your trust can be compromised.View Insight -
Luke Parsons
National Private Equity & Venture Capital Practice Group LeaderLuke has built his entire insurance brokerage career on working alongside private equity firms, family offices, alternative asset managers, and their portfolio companies as they seek to invest in or...
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Building Defenses Against Cyber Risk in the Construction Sector
The cyber risks the construction industry is exposed to are a mix of common cyberattacks as well as very niche risks that can permeate every corner of a construction enterprise.
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The Impact of Underlying Insurance Policy Types on Reps and Warranties Insurance and M&A
We examine two underlying insurances, claims-made and occurrence-based, and their impact on the RWI companies should purchase for their merger or acquisition.View Insight -
Dialing for Dollars: Taking Stock of The DOJ’s New Whistleblower Program
It’s a timely reminder to scrub your whistleblower policies and procedures to make sure they are highly effective in theory and in practice.
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Thank you - Newsletters
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Compliance Alert: Reminder: RxDC Reporting Due June 1st
In preparation for this deadline, the agencies have made updates to the instructions for this round of reporting. This alert summarizes these updates, including (among others).
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News Article
Woodruff Sawyer is a North Bay “Best Place to Work”….Again!
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News Article
Can You Insure Against the "Weinstein Clause" in M&A Deals?
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Linda Van Fossen
Vice President, Account ExecutiveLinda joined Woodruff Sawyer in 2004, and in her role as Account Executive, she focuses on developing business opportunities and providing risk management consulting to our clients. Prior to joining...